Securities Exams

Click on a securities course title below to view all products for that exam.

To view the costs, course prerequisite, course outlines or number of questions on your national exam, please click on this link: finra.org/
Series 6
Investment Company Representative
Series 7
General Securities Registered Representative
Series 9
General Securities Sales Supervisor Options Module
Series 10
General Securities Sales Supervisor General Module
Series 24
General Securities Principal
Series 26
Investment Company Products/Variable Contracts
Series 55
Equity Trader Examination
Series 62
Corporate Securities Limited Representative
Series 63
Uniform Securities Exam
Series 65
The Uniform Investment Adviser Law Examination
Series 66
The Uniform Combined State Law Examination